Clark & Goshow
Financial Strategies Group, LLC

CONNECT

Address:

707 Eagleview Boulevard, Ste 104
Exton, PA 19341

Phone:

610-268-6700,Toll Free: 855-216-4814

Fax/Other:

610-458-2100

Non-Profit Fiduciary Guidance

 

 
 
“…an independent review
of fiduciary compliance
with prudent investment practices
 required by law.”
                    
 
 
 Providing resources and guidance, we assist non profit board members fulfill their obligations as fiduciaries. 
        
  Click here to consider a complimentary assessment.

 
 
An Investment Fiduciary…Someone who is managing the assets of another and stands in a special relationship of trust, confidence, and/or legal responsibility.
  
 
 
                                   
Think of us when you hear …
 
           I’m glad that didn’t happen to us…”
                                                                   (board member)
 
    “The board members I know want their
      reputations protected first...”
                                                      (Attorney / board member)
 
           “What do you do differently…”
                                        (donor)                                                                       
 
            “I'm not comfortable with…”
                                                                    (board member)
 
         “I’m sure the finance committee is doing a good job…”
                                                                     (board member)
 
 
 
 
 
We serve…
·           Charitable organizations & foundations
 
·         Trusts
 
·         Churches
 
·         Colleges, universities & private schools
 
·         Fire Companies & Ambulance Leagues
 
·         Fraternal societies & associations
 
·         Hospitals
 
·         Municipalities

 
 

 
 
 
Our Process...
 
 
Level I: Fundamental assessment
 
Client completes a “Level I” review of fiduciary excellence. 
A confidential “report card” is presented with a review of the results.
The process involves completing a 22 point checklist evaluating existing procedures and knowledge of fiduciary duty. 
 
Level II: Assessment & Guidance
 
We provide a “Level II” review, substantiated with supporting documentation of compliance provided by your organization, within the appropriate guidelines established by the Uniform Prudent Investor Act (UPIA), ERISA, the Uniform Prudent Management of Institutional Funds Act (UPMIFA) or the Uniform Management of Public Employee Retirement Systems Act (MPERS).
 
Based upon this assessment, opportunities may exist for the development of a plan providing guidance in the following areas:
 
·         Investment policy statement development & review
·         Request for proposal (RFP) development
·         Asset allocation review and recommendation
·         Investment manager search & ongoing due diligence
·         Risk assessment & performance monitoring
·         Fee & expense monitoring   
·         Past performance review
 
 
 Click here to consider a complimentary assessment.
 
 
 
 

 

Wells Fargo Advisors Financial Network and Clark & Goshow Financial Strategies Group do not act as fiduciaries and are not engaged in rendering legal, accounting or tax advice. If legal or tax assistance is required, the services of a competent professional should be sought. A Financial Advisor at Clark & Goshow Financial Strategies Group will be glad to work with you, your accountant, and lawyers to help you meet your financial goals. There is no guarantee that any review or report provided will serve as defense in cases of fiduciary breach or that the review or report will identify all instances of fiduciary non-compliance.
 
 

FINRA’s BrokerCheck Obtain more information about our firm and its financial professionals
FINRA’s BrokerCheck Obtain more information about our firm and its financial professionals